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FACTA Red Flags - Mortgage-Specific ID Theft and Information Security Plans

The Gramm-Leach-Bliley Act requires that all companies handling private consumer information secure that information. In addition, a Red Flag ID Theft detection plan in place.  We provide the Red Flag Plan, but also provide an information security plan and an employee training plan to make complying with the law simple.  Many states also require proof that lenders have an information security plan in place.  

This is the ONLY mortgage specific FACTA Red Flags plan in the market.

FTC Safeguarding, FCRA and FACTA Information Security Plan

In addition to ID Theft Red Flags, you must act to protect customer private information​. To do this you need an Information Security Plan which identifies how you transmit and retain data, how you interact with vendors who may get access to that data, how you prevent a breach, what to do if you have a breach, and how you mitigate disasters.

Red Flag Elements

  • FACTA Required Plan 
  • Specific to the Mortgage Industry
  • Employee Training Program Included
  • Working with Vendors
  • Safeguarding Private (non-public) Data
  • Red Flags in Origination
  • Working with Borrowers
  • Red Flags in Processing
  • Closing/Funding Red Flags
  • Servicing Red Flags
  • Reporting
Includes forms and Checklists for Implementing Red Flags and Information Safeguards

IT Security Plan Components

Includes:
  • Office Security
  • Vendor Approval
  • Data Destruction
  • Access Policies
  • Remote Devices
  • Password
  • Data Transmission
  • Breach Remediation
  • Disaster Recovery/Business Continuity
Red Flag Identity Theft Plan Table of Contents
File Size: 423 kb
File Type: pdf
Download File

Purchase Information Security, FACTA Red Flag and ID Theft Plan

​Price $345 
​Information Security?Red Flags/Safeguarding Module is part of the Complete Banker or Correspondent Pack and Compliance Packs

Referred by a consultant, association, or wholesaler? 
Click here to request a discount code!

​Download is delivered by e-mail link - allow 5-15 minutes for delivery

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Rockville, MD  20850
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All material copyright 2006-2023 QuickStart Mortgage Manuals
  • Home
    • What Regulators Require
    • The CFPB and You
    • Why do I need Quality Control?
    • What is a Module?
    • What is a Template?
    • Get Free Update Notifications
    • About Us >
      • FAQs
      • Industry Blog
      • Mortgage Resources
      • Client List
      • Discount Codes
      • Free Sample Request Form
  • Policy/Procedure Manuals
    • Single Policies >
      • TRID-Integrated Disclosure Policy
      • Social Media Policy and Procedure
      • Vendor Management Policies and Procedures
      • MERS Quality Assurance (QA)
      • Ability to Repay Policy
      • Anti-Money Laundering/SAR Reporting
      • Fair Lending Plan
      • E-Sign Policy
      • FACTA/Information Security
      • Mortgage Compliance Policies
      • SAFE Act Policy Manual
      • Secondary Marketing Manual
      • Appraiser Independence Manual
      • HPML Appraisal Policy
      • Mortgage Business Plan
    • Quality Control Plan - Agency/Investor
    • Quality Control - Broker/Non-Delegated Corr
    • Mortgage Compliance Manual
    • Origination-Production Manual
    • Processing Policy and Procedure Manual
    • Underwriting Procedures/Credit Policy
    • Closing, Funding and Delivery
    • Mortgage Operations & Employee Manuals
    • Servicing Procedures
    • Sub-Servicing Management Manual
    • Wholesale/Broker TPO Manual
  • Complete Packages
    • Mortgage Banker/Lender Package
    • Correspondent/Broker Package
    • Compliance Pack for Lenders
    • Broker Compliance Package
    • Wholesale (TPO) Package
  • Services
    • Updates and Downloads
    • Agency Approval Services
    • Training Program Development >
      • Intranet Development
    • Audit Support >
      • New York State Audit
      • Pennsylvania State Audit
      • Nevada Audit Preparation
    • QC Audit Quote Request
    • Free Customization Offer >
      • Let Us Customize Your Product
    • Access Document Management