Examination Preparation - Commonwealth of Pennsylvania
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Pennsylvania examinations require extra preparation, and reports indicated that the examiners can act in an intimidating way, expressing less interest in assisting the company with compliance and more interest in criticizing. Expect the examiner to be in your office for at least 1 week.
If you are a small mortgage broker and feel capable of managing the submission process you can download the package that contains the required source material On our complete Broker QC Package. Audit Package Service
In order to help facilitate the broker's examination process, we will assemble all of the required policies and procedures, in the order and format that the state requests, and provide you with a "ready to submit" package of information for your regulator.
Obviously, you will still have to assemble all of the material relative the examination of your loan files and physical operation.
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Pennsylvania Advance Audit Requirements
Written policies and procedures for all functional areas.
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