Mortgage Policies and Procedures Manuals
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Examination Preparation - Commonwealth of Pennsylvania

Pennsylvania examinations require extra preparation, and reports indicated that the examiners can act in an intimidating way, expressing less interest in assisting the company with compliance and more interest in criticizing.   Expect the examiner to be in your office for at least 1 week.  

If you are a small mortgage broker and feel capable of managing the submission process you can download the package that contains the required source material On our complete Broker QC Package.

Audit Package Service

Tabbed Binder to give to your mortgage examiner in your audit
In order to help facilitate the broker's examination process, we will assemble all of the required policies and procedures, in the order and format that the state requests, and provide you with a "ready to submit" package of information for your regulator.  

Obviously, you will still have to assemble all of the material relative the examination of your loan files and physical operation.  

Our service is covered by our guarantee. 
Pennsylvania Advance Audit Requirements

Written policies and procedures for all functional areas.
  • Internal audit procedures
  • External audit procedures
  • Ability to Repay policy and procedures
  • Hiring and termination policies
  • Consumer complaint policy and procedures
  • Provide a list of consumer complaints
  • Fraud prevention program or (actually AND) identity theft prevention program
  • Gramm-Leach-Bliley policy
  • Anti-money laundering program
  • Business plan

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Mortgage Training Books and Programs

Contact Us

1 Research Court, Suite 450
Rockville, MD  20850
(877) 918-7246 toll free (877) 91 TRAIN
e-mail us
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All material copyright 2006-2025 QuickStart Mortgage Manuals
  • Home
    • What Regulators Require
    • The CFPB and You
    • Why do I need Quality Control?
    • What is a Module?
    • What is a Template?
    • Get Free Update Notifications
    • About Us >
      • FAQs
      • Industry Blog
      • Mortgage Resources
      • Client List
      • Discount Codes
      • Free Sample Request Form
  • Policy/Procedure Manuals
    • Single Policies >
      • TRID-Integrated Disclosure Policy
      • Social Media Policy and Procedure
      • Vendor Management Policies and Procedures
      • MERS Quality Assurance (QA)
      • Ability to Repay Policy
      • Anti-Money Laundering/SAR Reporting
      • Fair Lending Plan
      • E-Sign Policy
      • FACTA/Information Security
      • Mortgage Compliance Policies
      • SAFE Act Policy Manual
      • Secondary Marketing Manual
      • Appraiser Independence Manual
      • HPML Appraisal Policy
      • Mortgage Business Plan
    • Quality Control Plan - Agency/Investor
    • Quality Control - Broker/Non-Delegated Corr
    • Mortgage Compliance Manual
    • Origination-Production Manual
    • Processing Policy and Procedure Manual
    • Underwriting Procedures/Credit Policy
    • Closing, Funding and Delivery
    • Mortgage Operations & Employee Manuals
    • Servicing Procedures
    • Sub-Servicing Management Manual
    • Wholesale/Broker TPO Manual
  • Complete Packages
    • Mortgage Banker/Lender Package
    • Correspondent/Broker Package
    • Compliance Pack for Lenders
    • Broker Compliance Package
    • Wholesale (TPO) Package
  • Services
    • Updates and Downloads
    • Agency Approval Services
    • Training Program Development >
      • Intranet Development
    • Audit Support >
      • New York State Audit
      • Pennsylvania State Audit
      • Nevada Audit Preparation
    • QC Audit Quote Request
    • Free Customization Offer >
      • Let Us Customize Your Product
    • Access Document Management