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Mortgage Quality Control Plan

Step by Step Procedures to meet guidelines and ensure compliance

Lender Mortgage Quality Control Plan

This plan includes every element required by most investors, secondary market entities or regulators to be part of a quality control program.  This product has evolved into two separate modules - a Quality Control Plan and a Compliance Plan.  Because the laws are changing so rapidly, we found it was easier to keep the compliance module separate from the Quality Control Plan for updating purposes.  

We continue to update and guarantee the plan. We completed the FHA 4000.1 update 3/24/15, long before implementation on 9/14/2015. Please remember our products are covered by our 100% Guarantee

Quality Control Plan Elements

  • Conventional, FHA, FNMA, FHLMC, USDA, VA standards - where any requirement exceeds industry requirements, it is included "in-line"
  • Pre-Funding Audit Process
  • Random/Audit Selection Process
  • Expanding Audit Selection
  • Detailed Audit Procedures 
  • Loan Level Reporting
  • Policy for Discovery
  • State Audit/Examination Preparation Plan
  • Production Quality Control Elements 
  • Training Resources 
  • "Red Flags" Fraud Detection and Prevention Plan
Mortgage Quality Control Plan for lenders, bankers and correspondents
Quality Control Plan Table of Contents
File Size: 23 kb
File Type: pdf
Download File

Forms, Training and Checklists Included

Appraisal Review Log.xls
CFPB Examination Elements Matrix.doc
Checklist-Appraisal Review Form.xls
Closed File Pre-Audit Compliance.doc
Closing Preparation Checklist.xls
Credit Report Log.xls
FHA Pipeline Random Selection Tool.xls
FHA-Conv Pipeline Random Selection Tool.doc
Field Appraisal Review Request.doc
Forms-Occupancy Re-Verification.doc
Fraud - Red Flag Checklist.doc
HUD Site Review Checklist Form.doc
Master Production and Audit Quality Control Checklist.xls
Post-Closing Document Review Checklist.pdf
Pre-Funding Review and Document Preparation Checklist.xls
Pre-Funding-Closing Preparation Checklist.pdf
Pre-Underwriting Checklist Sample.pdf
Pre-Underwriting Production Checklist - QC Master.xls
QC Checklist.pdf
Quality Control File Order Checklist.doc
Quality Control File Order Checklist.pdf
Quality Control Plan Revew Checklist.pdf
Quality Control Review Form and Report.pdf
Quality Control Review Spot Check Form A.xls
Reverification of Employment or Deposit Letter.doc
Sample Checklist-Quality Control Master-Production through Post-Closing.pdf

Purchase Mortgage Lender Quality Control Plan

$445.00
​Request discount code here for association or affiliate referral code

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Contact Us

1 Research Court, Suite 450
Rockville, MD  20850
(877) 918-7246 toll free (877) 91 TRAIN
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All material copyright 2006-2025 QuickStart Mortgage Manuals
  • Home
    • What Regulators Require
    • The CFPB and You
    • Why do I need Quality Control?
    • What is a Module?
    • What is a Template?
    • Get Free Update Notifications
    • About Us >
      • FAQs
      • Industry Blog
      • Mortgage Resources
      • Client List
      • Discount Codes
      • Free Sample Request Form
  • Policy/Procedure Manuals
    • Single Policies >
      • TRID-Integrated Disclosure Policy
      • Social Media Policy and Procedure
      • Vendor Management Policies and Procedures
      • MERS Quality Assurance (QA)
      • Ability to Repay Policy
      • Anti-Money Laundering/SAR Reporting
      • Fair Lending Plan
      • E-Sign Policy
      • FACTA/Information Security
      • Mortgage Compliance Policies
      • SAFE Act Policy Manual
      • Secondary Marketing Manual
      • Appraiser Independence Manual
      • HPML Appraisal Policy
      • Mortgage Business Plan
    • Quality Control Plan - Agency/Investor
    • Quality Control - Broker/Non-Delegated Corr
    • Mortgage Compliance Manual
    • Origination-Production Manual
    • Processing Policy and Procedure Manual
    • Underwriting Procedures/Credit Policy
    • Closing, Funding and Delivery
    • Mortgage Operations & Employee Manuals
    • Servicing Procedures
    • Sub-Servicing Management Manual
    • Wholesale/Broker TPO Manual
  • Complete Packages
    • Mortgage Banker/Lender Package
    • Correspondent/Broker Package
    • Compliance Pack for Lenders
    • Broker Compliance Package
    • Wholesale (TPO) Package
  • Services
    • Updates and Downloads
    • Agency Approval Services
    • Training Program Development >
      • Intranet Development
    • Audit Support >
      • New York State Audit
      • Pennsylvania State Audit
      • Nevada Audit Preparation
    • QC Audit Quote Request
    • Free Customization Offer >
      • Let Us Customize Your Product
    • Access Document Management