Compliance VP - Your Compliance Manager
NEW! AI Based Q&A Based on your system

• ​Compliance Management System With Live, Real-Time Updates
  
• Prove Compliance
  
• Prepare for Surprise Audits or Examinations
  
• Fractional Compliance Manager
  
• Compliance support software and system for small companies
  
• Manage Policies and Procedures
• Non-NMLS Mandatory Compliance Training
• Investor/Lender Applications
• Required Annual Audits/Reviews
• State Regulatory Audit Prep
• Q&A - Compliance Help Desk

2020-2025

Let us be your In-Sourced Compliance VP!  We keep your policies up to date and accessible 24/7, respond to investor compliance requests, prepare for state audits, perform annual operating/AML/Privacy audits, certify your vendors for IT and Fair Lending and handle all non-NMLS training. PLUS we are your compliance help-desk!

Designed specifically for the compliance needs of the small mortgage broker, correspondent or lender.  Compliance VP Compliance Manager service includes:

• a portal to see real time policies and procedures
• file system for regulatory documents
• non-NMLS compliance training for all employees
• schedule of periodic compliance audits
• conference calls/compliance manager training
• Q&A calls
• Investor/Wholesale Lender Application support
• Regulator Audit Support
• Call Reporting Review

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• Policy and procedure management system - keep your policies and procedures updated in REAL TIME! Just ask and we'll deliver them too!
• State Regulatory Examination and licensing preparation - expert support in facing regulatory scrutiny from beginning to end
• Mandatory Federal compliance training for AML, FACTA, Fair Lending and others with online reporting and (if you want it) a branded management site (additional cost)
• Annual operating, Quality Control, AML, Privacy, Fair Lending Audit - a new audit every 2 months to build your culture of compliance
• Vendor Risk Assessments - to ensure you are protecting your customer information 
• Compliance Help Desk - ask unlimited questions
• Job skill training programs from Lendertraining.com and Quick-Start.net for new loan officers and processors

Compliance VP - Compliance Management Options

Small Broker Non-Delegated Correspondent Package

starting at only $79 month 

• after the purchase of the
  • broker/non-delegated compliance package or 
  • broker correspondent package
• for single-branch, single-state firms closing less than 100 loans a year
  • Larger firms or a larger footprint require computing the cost
  • 1 audit is included in the cost
• "Tough Ten" states with more rigorous examination requirements have added costs

Subscribe to Compliance VP for Brokers

Small Lender Package

starting at 
$129 month 

• includes closing and underwriting policies and procedures review
• after purchase of mortgage banker package
• limited to single branch, single state firms, with less than 100 loans a year (pricing adjusted after set up)
• "Tough Ten" States require more work and have higher costs 

Need to add states, change payment method, pause or cancel? Click Manage Subscription.

Subscribe to Compliance VP for Lenders

Manage Subscription

Sample Agreement and Cost Analysis

All subscribed service costs assume the prior purchase of a broker or lender package of policies and procedures

Managed Compliance Service Agreement
File Size:	151 kb
File Type:	pdf

Download File

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Annual Audit Document Request
File Size:	19 kb
File Type:	pdf

Download File

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